Notice Of Privacy Policy

As your securities firm, we take your privacy seriously. We want you to understand what information we collect and how we use it. We collect and use “nonpublic personal information” from our new account forms to help us determine suitability for certain investments, as a tool in obtaining your investment objectives, and to satisfy the requirements of various regulatory agencies that govern our securities firm.

We do not disclose nonpublic personal information about you to non-exempt third parties.

We may also collect nonpublic personal information about you from data we receive from non-affiliated third parties, including consumer and industry reporting agencies.

We maintain physical and electronic safeguards to protect your nonpublic personal information.

If you have any questions regarding our privacy policy, please contact your investment executive.

Wedbush Morgan Securities

Notice of Privacy Policy

At Wedbush Morgan Securities, protection of correspondent broker clients’ privacy has been a longstanding policy. We would like you to know what information we collect and how we use it. We collect certain “nonpublic personal information” through information supplied to us by your securities firm. We may also submit and collect nonpublic and public personal information about you with consumer and industry reporting agencies.

This information may be used by us in order to provide the services outlined in the “Letter of Understanding” you signed upon establishing your account with your securities firm.

We do not disclose nonpublic personal information about you. Vendors, such as our data processor are required to keep client information confidential and to use it only to provide services to Wedbush Morgan Securities.

We maintain physical and electronic safeguards to protect your nonpublic personal information.

If you have any questions relating to our privacy policy, please write us at:

Wedbush Morgan Securities
1000 Wilshire Boulevard
8th Floor
Los Angeles, CA 90017